FSA enforcement and criminal investigation

Corker Binning is a specialist fraud, regulatory and criminal law firm, exceptionally well equipped to advise on insider dealing and market abuse cases. We advise individuals and firms involved in enquiries by the Financial Services Authority's (FSA) enforcement division, including cross-border cases involving mutual assistance between regulators.

Recent FSA enforcement and criminal investigation work includes representing the defendants in one of the few current criminal prosecutions brought by the FSA for insider dealing; a firm accused of serious breaches of the financial promotion regime where Corker Binning negotiated a private warning; and a client in a market abuse inquiry that has resulted in one of the very few oral hearings before the FSA's Regulatory Decisions Committee.